Joseph E Tocchini- Financial Professional, CLF

 

Mr. Joseph Tocchini has been actively involved in recruiting, training, and development since 1999 and has helped develop financial services agencies in Arizona, New Mexico, and Colorado. Joseph has also been a featured speaker at career events and information sessions at the University of Arizona, Arizona State University, Northern Arizona University, New Mexico State University, University of New Mexico, Texas Tech University, University of Colorado, Boulder, Colorado State University, University of Northern Colorado at Greely, and numerous other schools throughout the southwest, midwest, and west. In his current role as President of Capstone Financial Services, LLC. Joseph  has also consulted other organizations regarding their programs and processes in place for recruiting, training, and development.

Advisors that have trained under Joseph Tocchini have won numerous awards, including several new advisor of the year for the broker dealer as well as membership in the broker dealer new advisor hall of fame and other awards and certifications.  Joseph also has a very high level of retention for his new advisors, as documented by several industry awards and certifications.

Joe Toccchini is a registered representative and investment advisor representative who offers securities and investment advisory services through American Independent Securites Group, LLC , member FINRA/SIPC, and is an agent who offers annuity and insurance products through AISG.  

 

 

 

Christopher Rosa- Financial Professional

 

Chris Rosa has been consulting and advising at Capstone Financial Services, LLC since June of 2010 following his graduation from Colorado State University. He follows the company’s mission of helping his clients accomplish their unique financial goals through professional excellence, integrity and open communication. Chris makes sure to put an emphasis on education throughout the advising process, making it easier for clients to understand their personal finances.

Chris is licensed as a General Securities Representative (Series 7), Investment Advisor Representative (Series 66), as well as a Life, Accident, and Health insurance agent. He specializes in planning using managed accounts, mutual funds, stocks, bonds, alternative investments, annuities, as well as life and disability insurance to assist clients in accomplishing their goals. In addition, he works extensively with tax planning and preparation to tie that aspect of each client’s situation into their overall financial plan.  

Chris graduated from Colorado State University in 2010, with a bachelor’s degree in Economics and a minor in Business Administration. He also played 3 years of collegiate lacrosse for the University as starting defensemen. He is a native of Colorado, born and raised north of Denver in Arvada, Colorado. In his free time, he enjoys spending time with his wife, family and friends, participating in outdoor activities, and playing and watching all types of sports.

Christopher Rosa is a registered representative and investment advisor representative who offers securities and investment advisory services through American Independent Securities Group, LLC member FINRA/SIPC.